- Open Access
Microarrays and breast cancer clinical studies: forgetting what we have not yet learnt
© BioMed Central Ltd 2005
- Published: 1 April 2005
This review takes a sceptical view of the impact of breast cancer studies that have used microarrays to identify predictors of clinical outcome. In addition to discussing general pitfalls of microarray experiments, we also critically review the key breast cancer studies to highlight methodological problems in cohort selection, statistical analysis, validation of results and reporting of raw data. We conclude that the optimum use of microarrays in clinical studies requires further optimisation and standardisation of methodology and reporting, together with improvements in clinical study design.
- Breast Cancer
- Receiver Operating Characteristic
- Breast Cancer Study
- Correct Classification Rate
- Microarray Image
By the time that a breast cancer is clinically apparent it has undergone multiple genetic and epigenetic primary carcinogenic events and further secondary molecular changes that ensure the adaptation of its cells to the changing micro-environment. The diversity of these genetic changes has made it difficult to classify breast cancer molecularly, and as a consequence there has been great enthusiasm for using genome-wide profiling methods to acquire a better understanding of the disease. This has led to an increasing number of studies using expression array profiling to improve the prediction of cancer prognosis [1–7]. Great things have been promised by exponents of these technologies . How should we view the impact of current work?
Irrespective of the questions being addressed in a profiling study, microarray techniques have inherent problems that lead to considerable data variability. Major sources of variability can arise from methods of RNA extraction [9, 10], different types of probe preparation [9, 11], probe labelling [12, 13] and hybridisation [14, 15]. It is also clear that varying the microarray platform, reference sample or segmentation method used for microarray image analysis leads to significant differences in data repeatability and gene discovery [16–18]. Although the MIAME (minimum information about a microarray experiment) report defines standards for information needed for reporting microarray experiments , it does not describe or quantify variabilities in the experiments. More studies addressing these experimental issues are urgently needed [20, 21] along with efforts to define common standards for expression measurement controls. Guidelines are already emerging for best practice in using expression profiling for clinical trials .
The aim of supervised classification of microarray data is to detect genes that might prospectively predict defined outcomes. Existing studies in breast cancer have involved three steps: identifying a set of genes that are different between survival or drug response, refining this set for optimal classification within the sample set and finally validating the performance of the classifier genes on independent samples. Several studies have addressed these questions [1–7], but even before examining the technology a critical appraisal of the studies shows multiple methodological problems that make the interpretation of the results difficult.
The problems can be summarised into four main categories: cohort selection, statistical analysis, validation of results and reporting of raw data. With the exception of the report by Chang and colleagues , studies were conducted as retrospective analyses of 'available' samples. Data collected retrospectively are inevitably incomplete, posing a complex problem in the interpretation of results [23, 24]. Lack of detailed clinical information from paper records often means that important clinical predictors cannot be included in multivariate analysis to estimate the true predictive values of novel classifiers. This is exemplified by the studies from Ahr and colleagues  and van 't Veer and colleagues  that examined the association between a microarray classifier and prognosis without accounting for the effects of important clinical parameters such as performance status or treatment modality. The use of 'available' samples may introduce significant heterogeneity into patient characteristics and unexpected temporal effects. van de Vijver and colleagues  used a 'validation set' (see below) containing patients treated with different modalities of surgery, chemotherapy and radiotherapy over 11 years. Each of these variables could introduce significant prognostic differences and make the estimation of the true independent effect of a molecular classifier difficult. A multi-variable analysis of data from van de Vijver and colleagues  clearly shows a highly significant decrease in hazard of recurrence in patients treated with chemotherapy in comparison with those who received no chemotherapy (hazard ratio of 0.37; P < 0.001). This confounding variable combined with the limited number of samples tested makes the microarray results difficult to interpret. Prospective studies that are much less sensitive to these sources of bias should be the priority for future research.
However, it is vital that both prospective and retrospective studies use clinically relevant criteria for categorising patients; these should be clearly defined and prospectively applied. Chang and colleagues  used median residual volume to measure tumour response to docetaxel in a prospective study of 24 patients with primary breast cancer, although pathological response is known to be the most important clinical outcome measure because it is strongly correlated with survival . van de Vijver and colleagues  classified their breast cancers as positive or negative for oestrogen receptor on the basis of the expression array values and not a validated immunohistochemical test. This value was then used inconsistently as a categorical variable for examining association with the prognostic signature, and as a continuous variable in multivariate analysis to examine the independent effect of the signature on prognosis. Arbitrarily defined outcome measures that do not represent established clinical criteria are likely to increase subjective bias.
How can we decide whether a classifier might be a useful clinical test? The performance of any test is dependent upon the cut-off point used to discriminate between outcomes. van 't Veer and colleagues  and van de Vijver and colleagues  claim a correct classification rate of 83% for good prognosis. Similarly, Huang and colleagues  report a 90% accuracy for predicting outcome. However, these results were based on arbitrarily defined cut-off values. As these cut-off points were user defined they do not allow true estimation of the predictive power of the classifier and the use of differing values by van de Vijver and colleagues  is inappropriate and confusing. A more robust estimate is obtained by using sensitivity and specificity values obtained at multiple cut-off points to draw a receiver operating characteristics (ROC) curve. The area under the curve (AUC) is the best estimate of the performance of a classifier and this method was used by Chang and colleagues : the reported area under the curve for their classifier was 0.96 (range 0 to 1).
Neither of the two types of internal validation is a substitute for independent validation on different data sets. Only three reports attempted such validation in breast cancer studies [2, 3, 5]. van 't Veer and colleagues  and Chang and colleagues  performed only a limited validation on 15 and 6 patients, respectively. Although van de Vijver and colleagues  reported a validation of the classifier of van 't Veer and colleagues  on 151 patients with lymph-node-negative disease, 61 patients were in fact taken from the original study. It is therefore unclear how applicable these classifiers are to the wider population at risk.
These criticisms underscore the importance of comprehensive reporting of the raw data so that results can be compared and possibly validated with different studies. Sorlie and colleagues  published both microarray image files as well as individual feature intensity values, allowing full reinterpretation of their data. This example has not been followed by subsequent researchers. For example, van 't Veer and colleagues  merely reported average outcome correlations for 232 genes of their classifier and not the original raw data. Sotiriou and colleagues  identified 56 overlapping genes between their set of 485 differentially expressed genes and those reported by van 't Veer and colleagues . Because the raw data for all the genes in the latter study are not available, it is difficult to exclude a random effect as the cause of this overlap. In addition, most descriptions of analysis methods in published papers are inadequate (for example see ). Analysis tools such as the open-source statistical language R and its microarray-specific Bioconductor packages are essentially high-level programming environments that oblige the user to enter declarations and expressions to analyse data [29, 30]. This type of interaction makes it relatively easy to output detailed transcripts that contain both commands and data, and therefore allow reproducible analyses . Analysis methods based on using software with graphical user interfaces are harder to record, but as a minimum, significant intermediate calculations and data objects should be submitted as supplementary information so that cross-checking by the reader is possible. Finally, to make the best use of microarray data sets, individual patient data should be anonymously reported and electronically accessible. The use of controlled vocabulary and standardised indices is critical for the reuse of clinical information.
Microarray profiling has, unquestionably, been established as a powerful tool in unravelling mechanistic insights into tumour biology. We argue here that the optimum use of such a technique in clinical studies requires the further optimisation and standardisation of reporting procedures coupled with carefully planned prospective studies. It is important to underscore the difference between validating a classifier and justifying its use in clinical practice. The latter requires evidence of significant improvement of clinical outcome for patients when a classifier is used to guide management. This ultimately requires testing a classifier in a randomised prospective trial to prove that a 'classifier-informed' management yields a better clinical outcome than a 'classifier-blind' arm. However, we argue that the data produced so far may be too preliminary to launch large-scale expensive phase III studies. Many of the methodological problems in identifying prognostic factors are not new and have been successively ignored by the clinical community over the past 20 years. The great danger of using new technology with newer problems is that these older lessons are quickly forgotten.
AAA is a Medical Research Council Fellow and a Sackler Fellow. JDB is a Cancer Research UK Senior Clinical Research Fellow.
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